Lance Matthew Polverini

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → 05/2024
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
• 05/2015 → 05/2024
  Bank Of America, N.A.
  Los Angeles, CA
• 05/2024 → Present
  Jpmorgan Chase Bank, N.A.
  Los Angeles, CA
• 05/2024 → Present
  J.P. Morgan Securities Llc
  Los Angeles, CA

Previous Registrations

• 2008-02-04 → 2024-05-14
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
  Pasadena, CA

Other Businesses

Effective 5/10/2024 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products. I*44784 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ORANGE GROVE CAPITAL MANAGEMENT, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: 1945 E. MOUNTAIN ST., PASADENA, CALIFORNIA 91104 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 11/1/2011 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE NATURE OF THE LLC IS TO POTENTIALLY HOLD FAMILY ASSETS (I.E. REAL ESTATE) FOR MYSELF AND MY WIFE.

Exams

• S66 Uniform Combined State Law Examination
  2008-01-31

Other Names

• Lance Matthew Polverini
• Lance Matthew Polverzna
• Lance M. Polverini