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Kirsten Robinson

Rbc Capital Markets, LLC

Indianapolis, IN

Fountaintown, IN

CRD 5334508

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2022-12-18
  • IN RA
    APPROVED
    Since 2022-12-18

Branch Locations

8888 Keystone Crossing Suite 200, Indianapolis, IN 46240-4610 • United States

Fountaintown, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Chattanooga TN 04/2007 10/2016
Ubs Financial Services Inc Lexington KY 10/2016 10/2022
Rbc Capital Markets, Llc Indianapolis IN 10/2022 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-12-17
S63 Uniform Securities Agent State Law Examination 2007-11-13
  • S65 Uniform Investment Adviser Law Examination
    2007-12-17
  • S63 Uniform Securities Agent State Law Examination
    2007-11-13
Other Names
  • Kirsten Jeanine Striebeck
  • Kirsten Jeanine Ridge
  • Kirsten Ridge
  • Kirsten Ridge-Parker
  • Kirsten J. Robinson

View on SEC IAPD

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