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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2026-05-28
  • MI RA
    APPROVED
    Since 2026-05-28

Branch Locations

Marquette, MI • United States

950 W University Dr Ste 201, Rochester, MI 48307 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Rochester MI 05/2026 Present
Investment Centers Of America Marquette MI 04/2016 09/2016
Planmember Securities Corporation Carpinteria CA 06/2017 01/2019
Williams & Co Dba Williams And Company Financial Services Grandville MI 06/2017 01/2019
Brian Coleman - Self Employed Marquette MI 05/2007 01/2019
Compudyne Duluth MN 10/2017 01/2019
Infinex Investments, Inc. Meriden CT 01/2019 02/2023
Flagstar Bank Marquette MI 01/2019 02/2023
Ameriprise Financial Services, Llc Marquette MI 02/2023 05/2026
  • 05/2026 → Present
    Rochester , MI
  • 04/2016 → 09/2016
    Investment Centers Of America
    Marquette, MI
  • 06/2017 → 01/2019
    Carpinteria, CA
  • 06/2017 → 01/2019
    Williams & Co Dba Williams And Company Financial Services
    Grandville, MI
  • 05/2007 → 01/2019
    Brian Coleman - Self Employed
    Marquette, MI
  • 10/2017 → 01/2019
    Compudyne
    Duluth, MN
  • 01/2019 → 02/2023
    Infinex Investments, Inc.
    Meriden, CT
  • 01/2019 → 02/2023
    Flagstar Bank
    Marquette, MI
  • 02/2023 → 05/2026
    Marquette, MI
Previous Registrations
  • 2023-02-10 → 2026-06-03
    Marquette, MI
    Marquette, MI
  • 2019-01-11 → 2023-02-10
    Houghton, MI
    Marquette, MI
    Marquette, MI
    Troy, MI
    Marquette, MI
  • 2017-07-07 → 2019-01-02
    Marquette, MI
    Marquette, MI
    Bothell, WA
    Grandville, MI
  • 2016-04-04 → 2016-09-28
    Investment Centers Of America, Inc.
    Marquette, MI
    Marquette, MI
    Appleton, WI
  • 2011-06-29 → 2016-04-01
    Marquette, MI
    Escanaba, MI
    Ishpeming, MI
    Munising, MI
    Gwinn, MI
    Iron River, MI
    Iron Mountain, MI
    Hancock, MI
    Houghton, MI
  • 2011-01-03 → 2011-05-26
    Negaunee, MI
    Ishpeming, MI
    Milwaukee, WI
  • 2009-01-13 → 2011-01-03
    Wells Fargo Investments, Llc
    Marquette, MI
    Negaunee, MI
  • 2007-09-11 → 2008-09-03
    Grand Rapids, MI
    Grand Rapids, MI
    St Louis, MO
Other Businesses

1. 05/2026 - Lakeview Financial Consultants - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 6.5 Hour(s) During Trading – At Reported business location(s) – OBA Start Date: 5/7/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-28
  • S66 Uniform Combined State Law Examination
    2007-08-28
Other Names
  • Brian Coleman
  • Brian James Coleman
  • Brian J Coleman
  • Brian J. Coleman

View on SEC IAPD

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