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3500 Colonnade Parkway Suite 150, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-16 |
Branch Locations
640 Taylor Street, Suite 1200, Fort Worth, TX 76102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2007 | 10/2023 |
| Northwestern Investment Services, Llc | Dallas | TX | 04/2008 | 10/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2018 | 10/2023 |
| Eversource Wealth Advisors, Llc | Dallas | TX | 10/2023 | Present |
W. Ben Fox is an independent insurance agent selling non-variable insurance products and has been so licensed since 2007. He spends approximately 4 hours per month on this activity, all during trading hours at the same address as his investment advisory business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-06-12 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-26 |
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