Nicholas Ian Holmes

Current Employers

Employment History

• 04/2015 → 06/2017
  Cetera Advisor Networks Llc
  El Segundo, CA
• 04/2015 → 06/2017
  Cetera Advisors Llc
  Denver, CO
• 04/2015 → 06/2017
  Cetera Investment Services Llc
  Saint Cloud, MN
• 04/2015 → 06/2017
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 06/2017 → 10/2017
  Jackson National Life Distributors Llc
  Denver, CO
• 10/2017 → Present
  Cetera Advisors Llc
  Denver, CO
• 07/2019 → Present
  Mutual Securities, Inc.
  Camarillo, CA
• 07/2019 → Present
  Intellicents Investment Solutions Inc
  Golden, CO

Previous Registrations

• 2017-11-28 → 2019-07-19
  Cetera Advisors Llc
  Milltown, NJ
  Greenwood Village, CO

Other Businesses

1. Intellicents Investment Solutions, Inc., Start Date: 08/15/2019, 1111 Washington Ave., Suite 115, Golden, CO 80401, Corporation, RIA, Chief Compliance Officer (CCO), CCO duties including overall supervision of compliance against the RIA policies and procedures, Investment Related, 150 hours per month, 7 hours per day during trading hours. 2. Semloh Solutions, LLC DBA Semloh Solutions, Start Date: 11/01/2023, 4445 Lyndenwood Circle, Highlands Ranch, CO 80130, LLC, IT and Compliance Consulting and Execution Services, Managing Partner/Owner, This is an update to my previously disclosed OBA, Legal structure changed and added a website (still under construction) and email directly related to this OBA, My company provides IT Consulting and Execution Services along with Compliance Consulting Services, Non-Investment Related, 80 hours per month, 0 hours during the trading day.

Exams

• S66 Uniform Combined State Law Examination
  2017-11-28
• S63 Uniform Securities Agent State Law Examination
  2008-08-05

Other Names

• Nicholas Holmes
• Nick Holmes
• Nick Ian Holmes
• Nicholas Ian Holmes
• Nicholas I Holmes