Kristen Marie Parrow

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2009 → 07/2018
  Axa Advisors, Llc
  New York, NY
• 09/2019 → 04/2021
  Key Investment Services Llc
  Syracuse, NY
• 09/2019 → 04/2021
  Keybank
  East Syracuse, NY
• 11/2018 → 09/2019
  Alex & Ani
  Syracuse, NY
• 07/2018 → 11/2018
  Unemployed
  Solvay, NY
• 05/2021 → 02/2023
  Cuna Brokerage Services, Inc
  Waverly, IA
• 05/2021 → 02/2023
  Americu Credit Union
  Rome, NY
• 05/2022 → 02/2023
  Lpl Financial Llc
  Oneida, NY
• 05/2023 → Present
  Lpl Financial Llc
  Syracuse, NY
• 05/2023 → Present
  Wilmington Advisors @ M&T
  Syracuse, NY

Previous Registrations

• 2022-05-18 → 2023-04-04
  Lpl Financial Llc
  Oneida, NY
• 2021-05-06 → 2022-05-18
  Cuna Brokerage Services, Inc.
  Oneida, NY
  Oneida, NY
  Waverly, IA
• 2021-03-26 → 2021-04-23
  Key Investment Services Llc
  Syracuse, NY
  East Syracuse, NY
• 2014-01-13 → 2018-07-30
  Equitable Advisors, Llc
  Syracuse, NY
  Syracuse, NY

Other Businesses

1) 5/2023 - Wilmington Advisors @ M&T / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)

Exams

• S66 Uniform Combined State Law Examination
  2013-07-08

Other Names

• Kristen Sorzickas
• Kristen Marie Sorzickas