Joseph Giorgio Romano

Current Employers

Employment History

• 07/2016 → 02/2018
  Fortem Financial, Llc
  Palm Desert, CA
• 08/2016 → 12/2023
  Purshe Kaplan Sterling Investments
  Albany, NY
• 02/2018 → Present
  Fortem Financial Group, Llc
  Palm Desert, CA
• 01/2024 → Present
  M.S. Howells & Co.
  Scottsdale, AZ

Previous Registrations

• 2016-07-25 → 2018-02-09
  Fortem Financial, Llc
  Palm Desert, CA
  Palm Desert, CA
• 2011-04-29 → 2016-07-15
  Hightower Advisors, Llc
  Palm Desert, CA
• 2000-05-05 → 2011-05-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Indian Wells, CA
  Lake Arrowhead, CA
  Indian Wells, CA
  Indian Wells, CA

Other Businesses

1. JGR Capital Management, Investment-related- Yes; 48700 Orchard Dr, Indio, CA 92201; Nature- S Corp- Flow through entity for RIA revenue; Position/Title- Owner; Start date- 01.01.2021; Approximately 1 hour per month; 1 hour during trading hours; Description- Sole S-Corp to receive RIA Income 2. JGR Logistics LLC; Non-Investment related; 48700 Orchard Dr, Indio, CA 92201; Nature- Airplane ownership LLC; Position/title- Owner; Start date- 06.01.2016; Approximately 2 hours per month; 1 hour during trading hours; Description- LLC in which plane is owned 3. Desert Classic Charities; Non-Investment related; 78080 Calle Amigo La Quinta, CA 92253; Nature- Raising Money for local charities in the Coachella Valley; Position/Title- Voluntary Board Member; Start date- 1.1.2017; Approximately less than 1 hour per month; less than 1 hour during trading hours; Description- raise money for local charities 4. The Warburton Benefitting St. Jude; Non-Investment related; 501 St. Jude Place Memphis, TN 38105; Nature- Charity event benefiting St. Jude; Position/Title- Voluntary Board Member- Vice Chairman; Start date- 1.1.2011; Approximately 1 hour per month; 0 hour during trading hours; Description- Charity event benefiting St. Jude once a year 5. Fortem Loans LLC; Non-Investment related; 44801 Village Court STE 201 Palm Desert, CA 92201; Nature- Residential Mortgage Broker; Position/Title- Owner; Start date- 4.1.23; Approximately 2 hour per month; 20 hour during trading hours; Description- Mortage broker 6. Next Level Doors and Millwork ESOP; Non-Investment related; 82585 Showcase Pkwy STE B-102 Indio, CA 92203; Nature- ESOP in Construction business; Position/Title- Voluntary Board Member; Start date- 9.1.23; Approximately less than 1 hour per year; 0 hour during trading hours; Description- ESOP owned company in the construction business 7. Fortem Financial; Investment related- yes; 44801 Village Court STE 201 Palm Desert, CA 92260; Nature- RIA; Position/Title- President; Start date- 7.16.16; Approximately 160 hours per year; 160 hours during trading hours; Description- Wealth Management 8. Fortem Financial Insurance Services. Not Investment Related. 44801 Village Court, Suite 201, Palm Desert, CA 92260. Insurance. Managing Member. Start 1/1/2017. 1 hour per month. Insurance business done through this company. 9. M.S. Howells & Co. Broker Dealer Registered Representative Since 01/2024 Investment Related

Exams

• S66 Uniform Combined State Law Examination
  2000-05-08

Other Names

• Joseph G Romano