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Robert Scott Stillman

LPl Financial LLC

Clear Lake Shores, TX

CRD 4140330

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-07-24
  • TX RA
    APPROVED
    Since 2014-07-24

Branch Locations

Clear Lake Shores, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc League City TX 07/2014 Present
Previous Registrations
Other Businesses

1. 10/28/2014 - SCOTT STILLMAN ARTIST - OTHER - ART - ARTIST - TIME SPENT 15 HOURS PER MONTH - LEAGUE CITY, TX 2. 10/21/2021 - ScottsPlan LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 10/20/2021 - 1 Hour Per Month/1 Hour During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-25
S63 Uniform Securities Agent State Law Examination 2000-04-19
  • S66 Uniform Combined State Law Examination
    2008-07-25
  • S63 Uniform Securities Agent State Law Examination
    2000-04-19
Other Names
  • Robert Scott Stillman
  • Robert Scott Stillman
  • Scott Stillman

View on SEC IAPD

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