Best Investors Account Sign in
Inactive

William Henry North Schwarz

Dauntless Advisory, LLC

Annapolis, MD

Claim This Profile
Current Employers
Dauntless Advisory, Llc

Annapolis, MD • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-06-16
  • MD RA
    APPROVED
    Since 2026-06-16

Branch Locations

Annapolis, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citi Global Markets New York NY 03/2014 01/2025
Self Employed New York NY 01/2025 03/2026
Dauntless Advisory, Llc New York NY 04/2026 Present
  • 03/2014 → 01/2025
    Citi Global Markets
    New York, NY
  • 01/2025 → 03/2026
    Self Employed
    New York, NY
  • 04/2026 → Present
    Dauntless Advisory, Llc
    New York, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2026-03-16
S63 Uniform Securities Agent State Law Examination 2012-09-10
S66 Uniform Combined State Law Examination 2007-08-09
  • S65 Uniform Investment Adviser Law Examination
    2026-03-16
  • S63 Uniform Securities Agent State Law Examination
    2012-09-10
  • S66 Uniform Combined State Law Examination
    2007-08-09
Other Names
  • William Schwarz

View on SEC IAPD

More in Annapolis, MD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor