Lucas A Hogsett

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2014 → Present
  Northwestern Mutual Investment Services, Llc
  Milwakee, WI
• 09/2014 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI

Previous Registrations

• 2011-02-22 → 2014-08-26
  Russell Investments
  Milwaukee, WI
  Seattle, WA
• 2010-04-29 → 2011-03-02
  M&I Investment Management Corp.
  Milwaukee, WI
• 2008-12-09 → 2010-03-30
  M&I Financial Advisors, Inc
  Milwaukee, WI
• 2007-08-24 → 2008-03-20
  Morgan Stanley & Co. Llc
  Wauwatosa, WI

Other Businesses

1. PHILLY'S PREMIUM BEVERAGES 101 FALLS RD. SUITE 700 GRAFTON, WI 53024 LIQUOR/BEVERAGES THIS IS NOT AN INVESTMENT RELATED BUSINESS. I HOLD NO OFFICIAL POSISTION AND NO AUTHORIZATION TO ACT, BUT I OWN 1% OF PROFIT AND VALUE. OWNERSHIP STARTED 09/01/2014 AND I DEVOTE NO TIME WORKING ON/WITH THE PHILLY'S, NOR DO I HAVE DUTIES RELATING TO IT. 2. TEACHING MEDICAL COLLEGE STUDENTS ON THE SUBJECT OF MEDICAL BILLING AND BASIC FINANCE., 3333 N GREEN BAY RD, NORTH CHICAGO, , ILLINOIS, 60064, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 11/13/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I WOULD BE PRESENTING MATERIAL PROVIDED BY THE COLLEGE 2 TIME PER YEAR (FALL) TO THEIR MEDICAL STUDENTS. THE COLLEGE HAS CREATED THE PRESENTATION AND IS PROVIDING ME WITH ALL MATERIALS. I WILL NOT BE CREATING MATERIAL OR SPEAKING ABOUT SPECIFIC PRODUCT OR COMPANIES. 3. OWNER HOGSETT HOLDINGS, LLC - RESIDENTIAL REAL ESTATE HOLDING COMPANY., UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 1/1/2026, HOURS PER MONTH: 6-20; INVESTMENT-RELATED

Exams

• S66 Uniform Combined State Law Examination
  2007-07-26