Jody Lynn-Rathe Roberts

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2007 → 10/2018
  Merrill Lynch
  Duluth, MN
• 11/2018 → 05/2021
  Daniel Moseley
  Duluth, MN
• 11/2018 → 06/2021
  Northwestern Mutual Investment Services Llc
  Duluth, MN
• 06/2021 → 07/2021
  Redhawk Wealth Advisors, Inc.
  Minneapolis, MN
• 07/2021 → Present
  Raymond James Financial Services, Inc.
  Duluth, MN
• 07/2021 → Present
  Raymond James Financial Services Advisors, Inc.
  Duluth, MN

Previous Registrations

• 2021-06-11 → 2021-07-15
  Redhawk Wealth Advisors, Inc.
  Minneapolis, MN
  Hermantown, MN
• 2008-03-12 → 2018-10-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Duluth, MN

Other Businesses

(1) Name of Business: Panichi Olson Wealth Advisors LLC Address: 4135 Richard Ave Ste 202, Hermantown, MN, 55811, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/11/2024 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Admin support

Exams

• S66 Uniform Combined State Law Examination
  2008-03-10

Other Names

• Jody Lynn Rathe
• Jody Lynn Rathe
• Jody L Roberts
• Jody Lynn Rathe
• Jody Roberts