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Stephanie Anne Gonzalez

Wells Fargo Clearing Services, LLC

Dallas, TX

Frisco, TX

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-09-06
  • TX RA
    APPROVED
    Since 2019-09-06

Branch Locations

8115 Preston Rd Ste 300 [Vb-Rbo], Dallas, TX 75225 • United States

17 Cowboys Way Ste 500, Frisco, TX 75034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Inc San Antonio TX 04/2007 05/2019
J.P. Morgan Chase Bank, Na Dallas TX 01/2017 05/2019
Wells Fargo Clearing Services, Llc Dallas TX 08/2019 Present
  • 04/2007 → 05/2019
    Jpmorgan Securities Inc
    San Antonio, TX
  • 01/2017 → 05/2019
    J.P. Morgan Chase Bank, Na
    Dallas, TX
  • 08/2019 → Present
    Wells Fargo Clearing Services, Llc
    Dallas, TX
Previous Registrations
  • 2008-10-01 → 2012-05-15
    J.P. Morgan Securities Llc
    Dallas, TX
    Dallas, TX
    Dallas, TX
  • 2007-11-16 → 2008-10-01
    J.P. Morgan Securities Inc.
    Dallas, TX
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-14
  • S66 Uniform Combined State Law Examination
    2007-11-14
Other Names
  • Stephanie Anne Morrow

View on SEC IAPD

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