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Adam Zachary Taylor

Wells Fargo Clearing Services, LLC

Indianapolis, IN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-07-31
IN RA APPROVED 2024-07-29
  • TX RA
    APPROVED_RES
    Since 2024-07-31
  • IN RA
    APPROVED
    Since 2024-07-29

Branch Locations

8888 Keystone Crossing Ste 700, Indianapolis, IN 46240 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Securities Carmel IN 01/2015 07/2024
Wells Fargo Clearing Services, Llc Indianapolis IN 07/2024 Present
Previous Registrations
  • 2015-01-05 → 2024-08-02
    Fifth Third Securities, Inc.
    Noblesville, IN
    Indianapolis, IN
    Fishers, IN
    Carmel, IN
    Westfield, IN
    Indianapolis, IN
    Carmel, IN
    Indianapolis, IN
    New Palestine, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Greenfield, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Carmel, IN
    Westfield, IN
  • 2011-07-08 → 2015-01-08
    Pnc Wealth Management Llc
    Franklin, IN
    Greenwood, IN
    Columbus, IN
    Nashville, IN
    Columbus, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Beech Grove, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Carmel, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-07-07
S63 Uniform Securities Agent State Law Examination 2007-07-21
  • S65 Uniform Investment Adviser Law Examination
    2011-07-07
  • S63 Uniform Securities Agent State Law Examination
    2007-07-21
Other Names
  • Adam Z Taylor

View on SEC IAPD

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