Annalea Marie Gray

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-02-25

FL RA
APPROVED

Since 2021-02-25

Branch Locations

650 Seminole Blvd, Largo, FL 33770 • United States

Tampa, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors	Tampa	FL	02/2012	02/2021
Lpl Financial Llc	Tampa	FL	02/2021	Present

02/2012 → 02/2021

Valic Financial Advisors

Tampa, FL
02/2021 → Present

Lpl Financial Llc

Tampa, FL

Previous Registrations

2016-03-11 → 2021-03-12

Valic Financial Advisors, Inc.

Boca Raton, FL

Tampa, FL

Other Businesses

1)02/12/2021 - Ocean Life Financial Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 02/2021 2)02/12/2021 - Notary - State of FL - Tampa, FL - Start: 02/2013 3) 3/23/2021 - Various fixed annuity companies (Voya), United Healthcare - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 03/22/2021 - 6 Hours Per Month During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-02-23

S66 Uniform Combined State Law Examination

2016-02-23

Other Names

Annalea Marie Strain

View on SEC IAPD