Thomas Edward Highsmith

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2006 → 09/2020
  Carolinas Investment Consulting Llc
  Charlotte, NC
• 05/2019 → 09/2020
  Carolinas Wealth Consulting Llc
  Charlotte, NC
• 09/2020 → Present
  Raymond James Financial Services, Inc.
  Charlotte, NC
• 09/2020 → Present
  Raymond James Financial Services Advisors, Inc.
  Charlotte, NC
• 09/2020 → Present
  Pinnacle Bank/Pinnacle Financial Partners
  Charlotte, NC

Previous Registrations

• 2019-05-13 → 2020-09-24
  Carolinas Wealth Consulting Llc
  Charlotte, NC
• 2006-06-08 → 2016-12-31
  Carolinas Investment Consulting Llc
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
  Charlotte, NC
• 2003-07-31 → 2006-06-08
  Banc Of America Investment Services, Inc.
  Charlotte, NC
  Charlotte, NC

Other Businesses

(1)Name of Business: Bogue, LLC Address: 234 Perrin Place, Charlotte, NC, 28207, United States Activity Type: Private Investment/Private Securities Transaction(PST) Position/Title: Partner Investment Related: Yes Start Date: 02/17/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Identify private real estate opportunities and or private business opportunities. For example, a family beach house to rent in the future. (2)Name of Business: Live Like Bryant Foundation Address: 5210 Lila Wood Cir, Charlotte, NC, 28209, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 06/07/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Responsibilities include helping with budgeting and reporting for the Non-Profit (3)Name of Business: Pinnacle Asset Management Address: 1213 W Morehead St Ste 400, Charlotte, NC, 28208-5213, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 09/23/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: work with Pinnacle Financial Partners to provide advisory and planning services for wealth management needs (4)Name of Business: Pinnacle Bank / Pinnacle Financial Partners Address: 1213 W Morehead St Ste 400, Charlotte, NC, 28208-5213, United States Activity Type: Bank or Credit Union Associate Position/Title: Associate/Employee Investment Related: Yes Start Date: 09/23/2020 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Team with bank employees to help serve bank clients with wealth management needs

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-07-30
• S63 Uniform Securities Agent State Law Examination
  2000-09-06

Designations

• Certified Financial Planner

Other Names

• Thomas Edward Highsmith
• Ted Highsmith