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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-05-30
IN RA APPROVED 2012-01-27
  • TX RA
    APPROVED_RES
    Since 2012-05-30
  • IN RA
    APPROVED
    Since 2012-01-27

Branch Locations

250 E 96Th St Ste 580, Indianapolis, IN 46240 • United States

Westfield, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Indianapolis IN 01/2012 03/2020
Ameriprise Financial Services, Llc Carmel IN 03/2020 Present
Previous Registrations
  • 2009-07-28 → 2012-01-30
    Chase Investment Services Corp.
    Indianapolis, IN
    Indianapolis, IN
  • 2007-08-21 → 2009-06-25
    Indianapolis, IN
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-20
  • S66 Uniform Combined State Law Examination
    2007-08-20
Other Names
  • Lauren Carly Battista
  • Lauren Carly Doodeman

View on SEC IAPD

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