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160 Gould St Suite 102, Needham, MA 02494 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-05-08 |
| MA | RA | APPROVED | 2017-01-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Needham | MA | 05/2007 | Present |
| Goodman Advisory Group, Llc | Needham | MA | 01/2016 | Present |
1. 8/20/2009 - RR FOR LPL BUSINESS - INVESTMENT RELATED - NEEDHAM, MA. 2. 8/4/2014 - NON-VARIABLE INSURANCE - THOMAS BRADY AND ASSOCIATES - INVESTMENT RELATED - TIME SPENT 5 HOURS PER MONTH/2 HOURS DURING TRADING - NEEDHAM, MA. 3. 2/9/2017 - Goodman Advisory Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/01/2017 - 170 Hours Per Month/130 Hours During Securities Trading - I provide financial planning and consulting services through Goodman Advisory Group, LLC, an independent investment advisor firm. I started this business activity in January 2017. I expect to spend approximately 130 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 4. 1/22/2019 - No Business Name - Investment Related - 197 First Ave, Suite 130, Needham, MA 02494 - Real Estate Rental - Started 05/01/2018 - 1 Hour Per Month During Securities Trading - Rent two offices in branch. 5. 05/07/2024 - LTCPG - Non-Variable Insurance - Insurance Advisor - Investment Related - At Reported Business Location(s) - Start Date 04/24/2024 - 5 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-03 |
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