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Deborah Nicole Goodman

Goodman Advisory Group, LLC

Needham, MA

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Current Employers
Goodman Advisory Group, Llc

160 Gould St Suite 102, Needham, MA 02494 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-05-08
MA RA APPROVED 2017-01-03
  • TX RA
    APPROVED
    Since 2017-05-08
  • MA RA
    APPROVED
    Since 2017-01-03

Branch Locations

160 Gould St Suite 102, Needham, MA 02494 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Needham MA 05/2007 Present
Goodman Advisory Group, Llc Needham MA 01/2016 Present
Other Businesses

1. 8/20/2009 - RR FOR LPL BUSINESS - INVESTMENT RELATED - NEEDHAM, MA. 2. 8/4/2014 - NON-VARIABLE INSURANCE - THOMAS BRADY AND ASSOCIATES - INVESTMENT RELATED - TIME SPENT 5 HOURS PER MONTH/2 HOURS DURING TRADING - NEEDHAM, MA. 3. 2/9/2017 - Goodman Advisory Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 01/01/2017 - 170 Hours Per Month/130 Hours During Securities Trading - I provide financial planning and consulting services through Goodman Advisory Group, LLC, an independent investment advisor firm. I started this business activity in January 2017. I expect to spend approximately 130 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The advisory firm is separate from and independent of LPL Financial. 4. 1/22/2019 - No Business Name - Investment Related - 197 First Ave, Suite 130, Needham, MA 02494 - Real Estate Rental - Started 05/01/2018 - 1 Hour Per Month During Securities Trading - Rent two offices in branch. 5. 05/07/2024 - LTCPG - Non-Variable Insurance - Insurance Advisor - Investment Related - At Reported Business Location(s) - Start Date 04/24/2024 - 5 Hours Per Month/ During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-03
  • S66 Uniform Combined State Law Examination
    2007-10-03
Designations
Other Names
  • Deborah N Goodman
  • Deborah N Goodman, Cfp

View on SEC IAPD

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