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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-01 |
| HI | RA | APPROVED | 2025-04-01 |
Branch Locations
4371 Puaole Street Ste E, Lihue, HI 96766 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | La Jolla | CA | 06/2009 | 04/2020 |
| First Allied Securities, Inc. | San Diego | CA | 04/2020 | 09/2022 |
| Cetera Investment Advisors | Schaumburg | IL | 04/2020 | 03/2025 |
| Cetera Advisors Llc | Oceanside | CA | 09/2022 | 03/2025 |
| Lpl Financial Llc | Oceanside | CA | 03/2025 | Present |
1 - 11/2024 - Malama Wealth - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hours/Month - 40 Hours During Trading - At reported business location(s).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-05 |
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