Sean T Johnson

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Grosse Pointe Park, MI
• 11/2015 → Present
  Bank Of America, N.A.
  Grosse Pointe, MI

Previous Registrations

• 2012-10-01 → 2015-11-18
  J.P. Morgan Securities Llc
  Harper Woods, MI
• 2011-06-14 → 2012-10-01
  Chase Investment Services Corp.
  Wayne, MI
  Harper Woods, MI
• 2010-12-15 → 2011-06-03
  Fifth Third Securities, Inc.
  Grosse Pointe Farms, MI
  Detroit, MI
  Grosse Pointe Woods, MI
  Detroit, MI
  Detroit, MI
• 2010-04-16 → 2010-12-10
  Thrivent Investment Management Inc.
  Detroit, MI
  Oakland, MI
• 2008-01-17 → 2008-12-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bloomfield Hills, MI

Exams

• S66 Uniform Combined State Law Examination
  2008-01-16

Other Names

• Sean T Johnson
• Sean Tyler Thomas Johnson