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305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2017-10-23 |
Branch Locations
305 Madison Avenue, Morristown, NJ 07960 • United States
9300 Shelbyville Rd, Ste 915, Louisville, KY 40222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Louisville | KY | 10/2009 | 10/2017 |
| Lpl Financial, Llc | Louisville | KY | 10/2017 | Present |
| Private Advisor Group, Llc | Louisville | KY | 10/2017 | Present |
1. 10/20/2017 - SUNHARBOR WEALTH ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 50%/ LOUISVILLE, KY 2. 10/20/2017 - RENTAL PROPERTY/ REAL ESTATE RENTAL/ 0%/ 3140 RADIANCE RD, LOUISVILLE, KY 40220. 3. 11/1/2017 - Private Advisor Group - DBA: (Hybid) SunHarbor Wealth Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 10/10/2017 - 80 Hours Per Month/4 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/1/2017. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/1/2017 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 10/20/2017- 80 Hours Per Month/4 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity on 11/1/2017. I expect to spend approximately 80 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 12/05/2024 - S&L Capital, LLC - Real Estate Rental - Investment Related - New Albany, IN - Start Date 08/28/2024 - 1 hour per motnh/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-18 |
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