Best Investors
Account
Sign in
Best Investors
Account
Sign in
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-12-12 |
| IN | RA | APPROVED | 2023-05-11 |
| MD | RA | APPROVED | 2022-11-01 |
| GA | RA | APPROVED | 2022-06-10 |
| FL | RA | APPROVED | 2021-03-17 |
| VA | RA | APPROVED | 2019-11-07 |
| SC | RA | APPROVED | 2019-01-31 |
| NC | RA | APPROVED | 2017-02-24 |
Branch Locations
6115 Park South Drive Suite 200, Charlotte, NC 28210 • United States
4301 Morris Park Dr Suite 22, Mint Hill, NC 28227 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hewitt Financial Services Llc | Charlotte | NC | 03/2013 | 01/2017 |
| Aon Hewitt Financial Advisors Llc | Charlotte | NC | 03/2013 | 01/2017 |
| Park Avenue Securities Llc | Charlotte | NC | 02/2017 | Present |
| Guardian Life Ins | Charlotte | NC | 02/2017 | Present |
| Guardian Life Insurance Company | Mint Hill | NC | 06/2024 | Present |
| Guardian Life Insurance Company | Mint Hill | NC | 06/2024 | Present |
1) Outside Insurance Sales-There may be times when another carrier's product may best suit a client or potential client's needs, Start: 03/06/2017, Address: 6115 Park South Dr. Ste 200 Charlotte, NC 28210, 5 bus hrs per month; 1 hour during securities trading, Investment related, Less than 10% Annual Compensation, 2) Author-Write on behalf of firm for publication, Start: 09/27/2017, Address:6115 Park South Dr. Ste 200 Charlotte, NC 28210, 5 bus hrs per month, Not investment related, 3) Public Speaking-Paid public speaking outside the scope of my role at Consolidated Planning, Guardian, and Park Ave. Securities,. Start: 01/29/2019, Address: 7305 McWhirter Rd.Mint Hill, NC 28277, 5 bus hrs per month, Not investment related, 4) Investment Real Estate-Rental Real Estate owned Tenants by the Entirety with my wife and leased to an immediate family member, Start: 01/01/2020 Address: 2048 Westminster Lane Matthews, NC 28104, 10 hours per month; 0 during normal securities trading hours, Investment related, >10% annual compensation, 5) Peer Review Board-Journal of Financial Planning, Start: 07/01/2021, Address: 1290 Broadway, Suite 1625, Denver, CO 80203, 1 total hours per month; 0 during securities trading hours, Not investment related, No annual compensation,
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 2007-07-05 |
Reach out to this advisor