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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-12-11 |
| NC | RA | APPROVED | 2025-12-09 |
Branch Locations
380 Knollwood Street Suite 300, Winston-Salem, NC 27103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte | NC | 10/2009 | 02/2017 |
| Lpl Financial Llc | Fort Mill | SC | 02/2017 | 09/2019 |
| Wells Fargo Clearing Services | Charlotte | NC | 10/2019 | 06/2025 |
| Oppenheimer & Co. Inc. | Winston Salem | NC | 12/2025 | Present |
| Unemployed | Fort Mill | SC | 07/2025 | 11/2025 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-07-30 |
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