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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VT | RA | APPROVED | 2010-03-17 |
Branch Locations
99 Swift Street, Suite 300, South Burlington, VT 05403 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 02/2010 | Present |
| Legacy Financial Services | Williston | VT | 02/2010 | Present |
1. Fixed insurance sales, as of 02/16/2010, conducted at branch location, investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2000-09-25 |
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