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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2010-03-17
  • VT RA
    APPROVED
    Since 2010-03-17

Branch Locations

99 Swift Street, Suite 300, South Burlington, VT 05403 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 02/2010 Present
Legacy Financial Services Williston VT 02/2010 Present
Previous Registrations
  • 2009-11-17 → 2010-02-17
    Td Wealth Management Services Inc.
    Milton, VT
    Enosburg Falls, VT
    Montpelier, VT
    Essex Center, VT
    Winooski, VT
    Williston, VT
  • 2002-02-28 → 2009-11-17
    Cetera Investment Services Llc
    Williston, VT
    Essex Junction, VT
Other Businesses

1. Fixed insurance sales, as of 02/16/2010, conducted at branch location, investment related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-10
S63 Uniform Securities Agent State Law Examination 2000-09-25
  • S66 Uniform Combined State Law Examination
    2001-10-10
  • S63 Uniform Securities Agent State Law Examination
    2000-09-25
Other Names
  • Melinda Thayer
  • Melinda J. Higbee
  • Melinda T Higbee

View on SEC IAPD

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