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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-04-12 |
| WA | RA | APPROVED | 2024-04-11 |
Branch Locations
338 Elm Ave, Auburn, CA 95603 • United States
1512 Eureka Rd 3Rd Fl [Ne-Rbo], Roseville, CA 95661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bancwest Investment Services | Sacramento | CA | 11/2014 | 07/2023 |
| Bank Of The West | Sacramento | CA | 11/2014 | 07/2023 |
| Lpl Financial Llc | Sacramento | CA | 07/2023 | 04/2024 |
| Wells Fargo Clearing Services, Llc | Sacramento | CA | 04/2024 | Present |
RENTAL PROPERTY, INV RELATED, PASO ROBLES, CA, 100% OWNERSHIP, START 10/31/24, 5 HRS PER MONTH, 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-10 |
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