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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-03 |
| CA | RA | APPROVED | 2020-03-26 |
Branch Locations
2049 Century Park E Pbig - Century City, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Beverly Hills | CA | 04/2007 | 09/2018 |
| Wells Fargo Clearing Services, Llc | Gardena | CA | 09/2018 | 02/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Los Angeles | CA | 02/2020 | Present |
| In Home Supportive Services | Gardena | CA | 01/2010 | Present |
| Bank Of America, N.A. | Los Angeles | CA | 04/2022 | Present |
I*3422 For profit or not for profit: Governmental or Public Purpose Entity Name of outside business organization: IHSS Investment related: N Address of business: Hawthorne, California 90250 Nature of business: IHSS pays for in home care services for disabled, Position, title, association: In home care worker, Start date of relationship: 1/1/2010 Number of hours devoted: 80 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: cleaning, shopping, transportation for mother
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-17 |
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