Joshua Michael Rockwell

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2007 → Present
  Massmutual Life Insurance Co
  Virginia Beach, VA
• 08/2007 → Present
  Mml Investors Services, Llc
  Virginia Beach, VA

Other Businesses

(1) NAME: JOSHUA ROCKWELL INV REL: Y ADD: 222 CENTRAL PARK AVE, SUITE 1100 VIRGINIA BEACH VA 23462 NATURE:FIXED ANNUTIES- REFER BUSINESS AND RECEIEVE REFERRAL FEE POSITION: REFERRAL PARTNER START DATE: 9/11/2020 NO HRS/MO:1-2 NO HRS/MO DUR TRADING: 1-2 (2) NAME: JOSHUA ROCKWELL INV REL: Y ADD: 222 CENTRAL PARK AVE, SUITE 1100, VIRGINIA BEACH VA 23462 NATURE: BUSINESS CONSUTLING-MEET WITH BUSINESS OWNERS, CONSULT ON BUSINESS CONTINUATON AND SUCCESSION PLANNING POSITION: PRESIDENT START DATE: 10/15/2020 NO HRS/MO: 10 NO HRS/MO DUR TRADING: 10 (3)NAME: ROCKWELL WEALTH MANAGEMENT LLC, INV REL:Y ADDR: 222 CENTRAL PARK AVE SUITE 1100 VIRGINIA BEACH VA 23462, NATURE: OWNER OF LLC FOR PASS THROUGH COMPENSATION, POSITION: OWNER, START: 4/1/2024, NO HR/MO:160 NO HR/MO DUR TRADING: 8 DUTIES: THIS IS AN LLC CREATED TO RECEIVE COMPENSATION FROM FINANCIAL SERVICES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-07-13
• S63 Uniform Securities Agent State Law Examination
  2011-07-29