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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-08-12 |
| PA | RA | APPROVED | 2026-02-10 |
| OK | RA | APPROVED | 2024-11-18 |
| UT | RA | APPROVED | 2024-10-29 |
| OH | RA | APPROVED | 2024-08-13 |
| DC | RA | APPROVED | 2023-11-15 |
| MI | RA | APPROVED | 2023-11-15 |
| SC | RA | APPROVED | 2023-11-15 |
| WI | RA | APPROVED | 2023-11-15 |
| GA | RA | APPROVED | 2023-10-30 |
| LA | RA | APPROVED | 2023-06-02 |
| IN | RA | APPROVED | 2023-01-30 |
| CT | RA | APPROVED | 2022-01-26 |
| NY | RA | APPROVED | 2021-04-16 |
| NC | RA | APPROVED | 2020-12-08 |
| IL | RA | APPROVED | 2020-11-17 |
| FL | RA | APPROVED | 2020-01-09 |
| AL | RA | APPROVED | 2019-09-16 |
| CO | RA | APPROVED | 2019-09-13 |
| NJ | RA | APPROVED | 2018-06-22 |
| CA | RA | APPROVED | 2017-10-13 |
| VA | RA | APPROVED | 2016-11-08 |
| WA | RA | APPROVED | 2013-07-18 |
| TX | RA | APPROVED | 2011-05-24 |
Branch Locations
901 South Mopac Expressway Barton Oaks Plaza Four Ste 150, Austin, TX 78746 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance | Austin | TX | 02/2011 | Present |
| Park Avenue Securities | Austin | TX | 05/2011 | Present |
1. Other Fixed Insurance Products, Start: 01/24/2019, Address: 901 S Mo-Pac Expy, Bldg 4, Ste 150, Austin TX 78746, 2 total hours per month; 1 during securities trading hours, Investment related, More than10% annual compensation; 2. Power of Attorney for Ann Marie Antener, Start: 05/19/2022, Address: 10505 Hendon St., Austin, TX 78748, 12 total hours a month; 2 during securities trading hours, Investment related, No annual compensation, 3. The Independence Project LLC, Start Date: 5/1/2025, Nature: LLC set up for payroll of employees, Address: 10505 Hendon St., Austin TX 78748, Duties: Owner, 10 total hours per month; 0 during securities trading hours, Not Investment Related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-11 |
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