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Erik J Antener

Park Avenue Securities LLC

Austin, TX

CRD 5329953

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Employer firm

Park Avenue Securities LLC CRD 46173

$19.6B regulatory AUM 38,649 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-08-12
PA RA APPROVED 2026-02-10
OK RA APPROVED 2024-11-18
UT RA APPROVED 2024-10-29
OH RA APPROVED 2024-08-13
DC RA APPROVED 2023-11-15
MI RA APPROVED 2023-11-15
SC RA APPROVED 2023-11-15
WI RA APPROVED 2023-11-15
GA RA APPROVED 2023-10-30
LA RA APPROVED 2023-06-02
IN RA APPROVED 2023-01-30
CT RA APPROVED 2022-01-26
NY RA APPROVED 2021-04-16
NC RA APPROVED 2020-12-08
IL RA APPROVED 2020-11-17
FL RA APPROVED 2020-01-09
AL RA APPROVED 2019-09-16
CO RA APPROVED 2019-09-13
NJ RA APPROVED 2018-06-22
CA RA APPROVED 2017-10-13
VA RA APPROVED 2016-11-08
WA RA APPROVED 2013-07-18
TX RA APPROVED 2011-05-24
  • AZ RA
    APPROVED
    Since 2026-08-12
  • PA RA
    APPROVED
    Since 2026-02-10
  • OK RA
    APPROVED
    Since 2024-11-18
  • UT RA
    APPROVED
    Since 2024-10-29
  • OH RA
    APPROVED
    Since 2024-08-13
  • DC RA
    APPROVED
    Since 2023-11-15
  • MI RA
    APPROVED
    Since 2023-11-15
  • SC RA
    APPROVED
    Since 2023-11-15
  • WI RA
    APPROVED
    Since 2023-11-15
  • GA RA
    APPROVED
    Since 2023-10-30
  • LA RA
    APPROVED
    Since 2023-06-02
  • IN RA
    APPROVED
    Since 2023-01-30
  • CT RA
    APPROVED
    Since 2022-01-26
  • NY RA
    APPROVED
    Since 2021-04-16
  • NC RA
    APPROVED
    Since 2020-12-08
  • IL RA
    APPROVED
    Since 2020-11-17
  • FL RA
    APPROVED
    Since 2020-01-09
  • AL RA
    APPROVED
    Since 2019-09-16
  • CO RA
    APPROVED
    Since 2019-09-13
  • NJ RA
    APPROVED
    Since 2018-06-22
  • CA RA
    APPROVED
    Since 2017-10-13
  • VA RA
    APPROVED
    Since 2016-11-08
  • WA RA
    APPROVED
    Since 2013-07-18
  • TX RA
    APPROVED
    Since 2011-05-24

Branch Locations

901 South Mopac Expressway Barton Oaks Plaza Four Ste 150, Austin, TX 78746 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Austin TX 02/2011 Present
Park Avenue Securities Austin TX 05/2011 Present
  • 02/2011 → Present
    Guardian Life Insurance
    Austin, TX
  • 05/2011 → Present
    Park Avenue Securities
    Austin, TX
Previous Registrations
  • 2007-09-25 → 2011-04-08
    Msi Financial Services, Inc.
    Austin, TX
Other Businesses

1. Other Fixed Insurance Products, Start: 01/24/2019, Address: 901 S Mo-Pac Expy, Bldg 4, Ste 150, Austin TX 78746, 2 total hours per month; 1 during securities trading hours, Investment related, More than10% annual compensation; 2. Power of Attorney for Ann Marie Antener, Start: 05/19/2022, Address: 10505 Hendon St., Austin, TX 78748, 12 total hours a month; 2 during securities trading hours, Investment related, No annual compensation, 3. The Independence Project LLC, Start Date: 5/1/2025, Nature: LLC set up for payroll of employees, Address: 10505 Hendon St., Austin TX 78748, Duties: Owner, 10 total hours per month; 0 during securities trading hours, Not Investment Related,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-11
  • S66 Uniform Combined State Law Examination
    2007-08-11
Other Names
  • Erik John Antener

View on SEC IAPD

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