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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-11-06
  • NJ RA
    APPROVED
    Since 2015-11-06

Branch Locations

200 Campus Dr Ste 220, Florham Park, NJ 07932 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Florham Park NJ 10/2015 11/2016
Wells Fargo Clearing Services, Llc Florham Park NJ 11/2016 Present
Previous Registrations
Other Businesses

ICE SKATING & HOCKEY INSTRUCTOR/COACH, NOT INV RELATED, MORRISTOWN, NJ., START: 8/1/98, 20 HOURS/MONTH, 0 DURING TRADING, ICE SKATING LESSONS & HOCKEY COACHING ST PETERS MORRISTOWN; INV RELATED;MORRISTOWN ,NJ; CHURCH; INVESTMENT COMMITTEE MEMBER; START DATE: 09/01/2026; 4 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-27
  • S66 Uniform Combined State Law Examination
    2007-08-27

View on SEC IAPD

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