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20 Greenway Plaza Ste 930, Houston, TX 77046 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-06 |
Branch Locations
20 Greenway Plaza Ste 930, Houston, TX 77046 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Goldman Sachs & Co. | New York | NY | 05/2014 | 09/2017 |
| Oxford Financial Group, Ltd. | Carmel | IN | 11/2017 | 01/2025 |
| Blackrock | Chicago | IL | 06/2021 | 01/2025 |
| Blackrock Investments, Llc | Chicago | IL | 06/2021 | 01/2025 |
| Bridgeway Capital Management, Llc | Winnetka | IL | 01/2025 | Present |
| Foreside Fund Services, Llc | Winnetka | IL | 02/2025 | Present |
1). Bridgeway Capital Management, LLC; Investment Related; Winnetka, IL; Asset Management; Head of Distribution, Marketing, and Client Service; Head of sales, marketing, and client service and all of the related areas Start: 1/6/2025; 200 Hours Per Month and 0 During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-07-09 |
| S66 | Uniform Combined State Law Examination | 2017-12-11 |
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