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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-05-13
  • PA RA
    APPROVED
    Since 2015-05-13

Branch Locations

30A E Roseville Rd, Lancaster, PA 17601 • United States

3995 E Market St, York, PA 17402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Lancaster PA 04/2007 03/2020
Ameriprise Financial Services, Llc York PA 03/2020 Present
Other Businesses

Outside Employment; LPPO, LLC; Financial advisor/investment manager; Financial advisor/investment manager; 3995 E Market St, , York, PA, 17402; Investment-Related; 01/04/2016; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-13
  • S66 Uniform Combined State Law Examination
    2015-05-13
Other Names
  • Vyotta Renee Ebaugh

View on SEC IAPD

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