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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-06-27 |
Branch Locations
Citi Private Bank 1 Market Plaza, 42Nd Floor, San Francisco, CA 94105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ft Institutional Llc | San Mateo | CA | 06/2017 | 03/2022 |
| Franklin Templeton Financial Services Corp. | San Mateo | CA | 06/2017 | 03/2022 |
| Cisco Systems | San Jose | CA | 09/2014 | 06/2017 |
| Legg Mason Investor Services, Llc | San Mateo | CA | 07/2021 | 03/2022 |
| Riaz Capital | Oakland | CA | 03/2022 | 06/2024 |
| Self Employed | Ross | CA | 07/2024 | 05/2025 |
| Citigroup | San Francisco | CA | 06/2025 | Present |
What is the name of the outside business? Town of Ross//What is the nature of the outside business? Government entity//Is the outside business investment-related, per the definition given below? No //What is the location (city and state only) of the outside business? Ross, CA// What date did you start the outside business affiliation? 4/25/24//What is your title in the outside business? Councilmember//What are your duties in the outside business? Vote on issues related to town functions. //How many hours do you devote to the outside business each month during securities trading hours?10//How many hours do you devote to the outside business each month outside of securities trading hours? 8 OA name: Ross Bridges LLC, Nature: Preschool (Investment-related: No, Location: Ross, CA, started 06/11/2025), Title: Partner, Duties: My wife and her partner run the business and own 90% of it. I assist with strategy and some of the bookkeeping for the business, Hours: (1-5 during trading hours/month, 1-5 during non-trading hours/month).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-12 |
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