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Current Employers
Truist Advisory Services, Inc.

303 Peachtree Street 2Nd Floor, Atlanta, GA 30303 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-12-03
NC RA APPROVED 2021-02-17
  • TX RA
    APPROVED_RES
    Since 2021-12-03
  • NC RA
    APPROVED
    Since 2021-02-17

Branch Locations

375 S Front St Fl 1, New Bern, NC 28561 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bb&T Investment Services, Inc. New Bern NC 07/2013 01/2018
Bb&T Securities, Llc New Bern NC 01/2018 02/2021
Truist Investment Services, Inc. New Bern NC 02/2021 Present
Truist Advisory Services, Inc. New Bern NC 02/2021 Present
  • 07/2013 → 01/2018
    Bb&T Investment Services, Inc.
    New Bern, NC
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    New Bern, NC
  • 02/2021 → Present
    Truist Investment Services, Inc.
    New Bern, NC
  • 02/2021 → Present
    New Bern, NC
Previous Registrations
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Havelock, NC
    New Bern, NC
    Cedar Point, NC
    Beaufort, NC
    Morehead City, NC
    Raleigh, NC
    New Bern, NC
    Charlotte, NC
    New Bern, NC
    New Bern, NC
    Richmond, VA
  • 2013-07-15 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    New Bern, NC
    New Bern, NC
    Raleigh, NC
    New Bern, NC
    Havelock, NC
    New Bern, NC
    Cedar Point, NC
    Beaufort, NC
    Morehead City, NC
  • 2007-10-18 → 2013-07-15
    New York, NY
    Greenville, NC
Other Businesses

TAYLOR JUSTIN WHITFORD AND MARY STOKES WHITFORD POSITION: Owner NATURE: Boat slip rental INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/23/2024 ADDRESS: Beaufort NC, United States DESCRIPTION: Boat slip rental.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-03
  • S66 Uniform Combined State Law Examination
    2007-10-03

View on SEC IAPD

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