Mark Rajendra Singh

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2025-01-13
NY	RA	APPROVED	2025-01-13

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
1St Class Entertainment	Westbury	NY	09/1995	01/2025
Gwn Securities, Inc	Palm Beach Gardens	FL	09/2016	08/2017
Axa Advisors, Llc	New York	NY	08/2019	12/2019
Hsbc Securities (Usa) Inc.	Chatham	NJ	07/2021	01/2025
Hsbc Bank Usa, N.A.	Chatam	NJ	11/2019	01/2025
Lpl Enterprise	Fort Mill	SC	01/2025	Present

2021-08-20 → 2024-09-03

Hsbc Securities (Usa) Inc.

Jersey City, NJ

Chatham, NJ
2019-09-04 → 2019-12-11

Equitable Advisors, Llc

Secaucus, NJ
2016-09-20 → 2017-08-31

Gwn Securities Inc.

Palm Beach Gardens, FL

Palm Beach Gardens, FL

Bridgewater, NJ
2015-06-16 → 2016-07-07

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Paramus, NJ

1- 12/2024 / 1st Class Entertainment & Productions LLC / Artist/ Musician / Not Investment Related / 20 hrs mth / Start date: 09/04/1999

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-06-15
S63	Uniform Securities Agent State Law Examination	2007-12-28