Stephen Zelcer

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 11/2016
  National Planning Corporation
  Rockville, MD
• 05/2024 → Present
  Kestra Advisory Services, Llc
  Baltimore, MD
• 04/2009 → 12/2022
  S. Z. Financial
  Baltimore, MD
• 01/2017 → 04/2024
  Shober Zelcer
  Germantown, MD
• 01/2023 → 05/2024
  Stephen Zelcer, Llc
  Baltimore, MD

Previous Registrations

• 2012-06-05 → 2016-11-11
  National Planning Corporation
  Rockville, MD
• 2009-12-16 → 2012-05-17
  Ridgeway Conger Advisory Services
  Baltimore, MD
  New Woodstock, NY
• 2009-06-05 → 2009-09-18
  Park Avenue Securities Llc
  Hunt Valley, MD
• 2008-07-17 → 2008-12-11
  Osaic Wealth, Inc.
  Towson, MD
• 2007-12-03 → 2008-12-11
  Jasmijn Capital Management, Llc
  Highland, UT

Other Businesses

NAME: Wallis Ave POSITION: owner NATURE: Real Estate; Rental/Leasing of Commercial or Residential Property(ies), Property Management; Residential Property INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 09/01/2023 ADDRESS: 7016 Wallis Ave Baltimore, Maryland 21215 DESCRIPTION: Property management NAME: Kestra Advisory Services, LLC POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 05/01/2024 ADDRESS: 5707 Southwest Parkway Bldg 2, Ste 400 Austin, Texas 78735 DESCRIPTION: IAR NAME: Shober Zelcer Collins Financial Planning & Management POSITION: Member NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 05/01/2024 ADDRESS: 5 Ruby Field Court BALTIMORE, Maryland 21209 DESCRIPTION: Financial Planning & Asset Management services NAME: Stephen Zelcer, LLC POSITION: Owner NATURE: Federal Benefits Consultant INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 04/01/2015 ADDRESS: 5 Ruby Field Court BALTIMORE, Maryland 21209 DESCRIPTION: I meet with members, all of whom are federal employees, to educate them about their employment benefits, including pensions, survivor benefits, life insurance, Social Security, Medicare, health insurance, long term care insurance and TSP. I create content for members such as the newsletter, webinars and articles referenced above. Also, as the owner of the business, I perform all necessary administrative tasks to run the business, including managing the processing of members' payments. NAME: Stephen Zelcer, LLC POSITION: Owner, instructor NATURE: Classes about financial- and retirement planning, as well as non-financial classes INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 30 START DATE: 04/01/2009 ADDRESS: 5 Ruby Field Court BALTIMORE, Maryland 21209 DESCRIPTION: Providing and teaching classes about financial planning, retirement planning and federal benefits, as well as providing and teaching classes about non-financial topics (leadership, employee engagement, etc). I coordinate classes, deliver training, billing agencies, paying instructors. These classes are education only. I do not make recommendations or provide investment advice.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-07-26
• S66 Uniform Combined State Law Examination
  2007-11-05

Other Names

• Tzvi Zelcer