Best Investors Account Sign in
Claim This Profile
Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-10-19
NJ RA APPROVED 2007-08-13
  • TX RA
    APPROVED
    Since 2022-10-19
  • NJ RA
    APPROVED
    Since 2007-08-13

Branch Locations

2 Ridgedale Ave Ste 250, Cedar Knolls, NJ 07927 • United States

Morristown, NJ • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Fairfield NJ 06/2007 03/2020
Ameriprise Financial Services, Llc Cedar Knolls NJ 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 7 Prospect St Unit 605, , Morristown, NJ, 07960; Not Investment-Related; 06/05/2017. Independent Insurance Brokering; North Shore LIJ; 02/01/2014; / United Healthcare; 04/01/2015; / Oscar; 12/08/2017; / Mutual of Omaha; 07/02/2018; / Delta Dental; 02/01/2022; / Aetna; 04/01/2015; / AmeriHealth Ins Co of NJ; 03/23/2015; / Blue Cross Blue Shield of NJ; 09/01/2007; Group. Board of Directors; Partners in Business; President; 184 Park Ave, , Florham Park, NJ, 7932; Not Investment-Related; 06/01/2011; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Acting; Actor; Acting; Not Sure Yet, , Not Sure, NJ, 07960; Not Investment-Related; 08/20/2024; 10 to 19 hours per month; 10 to 19 during trading hours. Other Business Activities; Stream; Alternative energy supplier for utility bills; PO Box 650261, , Dallas, TX, 75625; Not Investment-Related; 03/01/2012; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-10
  • S66 Uniform Combined State Law Examination
    2007-08-10

View on SEC IAPD

More in Cedar Knolls, NJ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor