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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-19 |
| NJ | RA | APPROVED | 2007-08-13 |
Branch Locations
2 Ridgedale Ave Ste 250, Cedar Knolls, NJ 07927 • United States
Morristown, NJ • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Fairfield | NJ | 06/2007 | 03/2020 |
| Ameriprise Financial Services, Llc | Cedar Knolls | NJ | 03/2020 | Present |
Real Estate Ownership; Single Family; 7 Prospect St Unit 605, , Morristown, NJ, 07960; Not Investment-Related; 06/05/2017. Independent Insurance Brokering; North Shore LIJ; 02/01/2014; / United Healthcare; 04/01/2015; / Oscar; 12/08/2017; / Mutual of Omaha; 07/02/2018; / Delta Dental; 02/01/2022; / Aetna; 04/01/2015; / AmeriHealth Ins Co of NJ; 03/23/2015; / Blue Cross Blue Shield of NJ; 09/01/2007; Group. Board of Directors; Partners in Business; President; 184 Park Ave, , Florham Park, NJ, 7932; Not Investment-Related; 06/01/2011; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Acting; Actor; Acting; Not Sure Yet, , Not Sure, NJ, 07960; Not Investment-Related; 08/20/2024; 10 to 19 hours per month; 10 to 19 during trading hours. Other Business Activities; Stream; Alternative energy supplier for utility bills; PO Box 650261, , Dallas, TX, 75625; Not Investment-Related; 03/01/2012; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-08-10 |
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