Thomas Tipton

Current Employers

Employment History

• 10/2014 → 10/2019
  Transamerica Financial Advisors, Inc
  New York, NY
• 08/2014 → 10/2019
  World Financial Group, Inc.
  New York, NY
• 04/2013 → Present
  Delta Airlines
  Jamaica, NY
• 06/2021 → 05/2022
  Fidelity Investments
  Merrimack, NH
• 04/2024 → Present
  Innovation Partners Llc
  Charlotte, NC
• 10/2024 → Present
  Ip Financial Advisory Services Llc
  Charlotte, NC

Previous Registrations

• 2017-12-11 → 2019-10-30
  Transamerica Financial Advisors, Llc
  New York, NY

Other Businesses

1) Delta Airlines. 04/2013. Flight Attendant. https://www.delta.com/. Atlanta, GA. 7-8hrs ,per week.___ 2) Vantage Financial Alliance, 4/9/2025. Financial Education/Insurance. Vantagefinancialalliance.com. 925 N. Point Parkway, Suite 100 Alpharetta, GA 30005. 8 hours per week 2 of those hours during normal business hours. 3) Name of Business: Student Optimum Services Investment-Related Nature: No Address of the Other Business: Los Angles, CA Nature of the Other Business: Student Loan Forgiveness Program Position, Title, or Relationship: Referrer-on a client needed basis Start Date of the Relationship: 02/2026 Approximate Number of Hours per Month Devoted: 1 hr/mo 4) Name of Business: Estate Guru Corp Investment-Related Nature: No Address of the Other Business: Provo, UT 84601 Nature of the Other Business: Estate planning platform Position, Title, or Relationship: Referrer-on a client needed basis Start Date of the Relationship: 2/2026 Approximate Number of Hours per Month Devoted: 1 hr/mo

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-09-20
• S66 Uniform Combined State Law Examination
  2008-03-17

Other Names

• Thomas Tipton
• Thomas Edward Tipton
• Thomas Edward Tipton
• Thomas Edward Tipton
• Thomas Edward Tipton
• Thomas Tipton