Best Investors
Account
Sign in
Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-01-07 |
| TX | RA | APPROVED | 2022-01-07 |
Branch Locations
8840 Sw 136Th St Pbig - Florida Pwm Falls, Miami, FL 33176 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fla International University | Miami | FL | 08/2000 | 04/2021 |
| Murex Capital Llc | Coral Gables | FL | 04/2015 | 03/2017 |
| Miura Capital Llc | Miami | FL | 03/2017 | 09/2017 |
| Hsbc Bank Usa National Association | Miami | FL | 09/2017 | 11/2021 |
| Hsbc Securities (Usa) Inc. | Miami | FL | 10/2017 | 11/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Miami | FL | 11/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-12-17 |
Reach out to this advisor