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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-02-12
MN RA APPROVED 2013-12-04
  • TX RA
    APPROVED_RES
    Since 2015-02-12
  • MN RA
    APPROVED
    Since 2013-12-04

Branch Locations

550 Village Center Drive Suite 400, North Oaks, MN 55127 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company North Oaks MN 05/2007 Present
Mml Investors Ervices Inc North Oaks MN 05/2007 Present
  • 05/2007 → Present
    Mass Mutual Life Insurance Company
    North Oaks, MN
  • 05/2007 → Present
    Mml Investors Ervices Inc
    North Oaks, MN
Other Businesses

(1)NAME: NORTHERN PRAIRIE HEALTH & GROUP BENEFITS LLC or self INV REL: Y ADD: 550 VILLAGE CENTER DRIVE SUITE 400 NORTH OAKS, MN 55127 NATURE: OUTSIDE INSURANCE SALES LIFE, HEALTH, FIXED INSURANCE SALES POSITION: SALES, OWNERSHIP, AGENT START DATE: 2010 NO. HR/MO: 10 NO. HR/MO DUR TRADING: 4 (2)NAME: NPF CONSULTING, LLC INV REL: Y ADD: 550 VILLAGE CENTER DRIVE SUITE 400 NORTH OAKS, MN 55127 NATURE: CONSULTING FOR COACHING AND GOAL SETTING POSITION: CO-OWNER START: 08/15/2022 NO.HRS/MO: 5 NO. HR/MO DUR TRADING: 5 DESCRIBE DUTIES: HELP BUSINESS OWNERS DEVELOP, PRIORITIZE, AND ACHIEVE GOALS THROUGH COACHING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2007-06-13
  • S63 Uniform Securities Agent State Law Examination
    2007-06-13
Other Names
  • Nick Pariseau
  • Nicholas Pariseau

View on SEC IAPD

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