Best Investors Account Sign in

Scott Thomas Bewick

Charles Schwab & Co., Inc.

Chicago, IL

Phoenix, AZ

CRD 5327209

Claim This Profile
Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2019-06-21
  • IL RA
    APPROVED
    Since 2019-06-21

Branch Locations

Chicago, IL • United States

4750 E Francisco, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Chicago IL 09/2014 01/2017
Starbucks Chicago IL 02/2017 11/2018
Charles Schwab & Co., Inc. Northbrook IL 12/2018 Present
Charles Schwab Bank Northbrook IL 12/2018 Present
  • 09/2014 → 01/2017
    Unemployed
    Chicago, IL
  • 02/2017 → 11/2018
    Starbucks
    Chicago, IL
  • 12/2018 → Present
    Charles Schwab & Co., Inc.
    Northbrook, IL
  • 12/2018 → Present
    Charles Schwab Bank
    Northbrook, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-26
S65 Uniform Investment Adviser Law Examination 2007-04-11
  • S66 Uniform Combined State Law Examination
    2019-08-26
  • S65 Uniform Investment Adviser Law Examination
    2007-04-11

View on SEC IAPD

More in Chicago, IL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor