Nathan Andrew Falk

Current Employers

Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2018-03-06

WI RA
APPROVED

Since 2018-03-06

Branch Locations

Stoughton, WI • United States

2916 Syene Rd, Madison, WI 53713 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Primerica Financial Services	Madison	WI	07/2006	Present
Pfs Investments, Inc.	Madison	WI	04/2007	Present
Syngenta	Stoughton	WI	11/2009	Present
Bayer Crop Sciences	St Louis	MO	01/2020	Present

07/2006 → Present

Primerica Financial Services

Madison, WI
04/2007 → Present

Pfs Investments, Inc.

Madison, WI
11/2009 → Present

Syngenta

Stoughton, WI
01/2020 → Present

Bayer Crop Sciences

St Louis, MO

Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. Music Caterer LLC., Not investment related, De Pere, WI 54115, Nature of Business: DJ service for weddings and parties, Position/Title: Partner/Ownership, 2 hours committed per month (0 hours during securities trading hours).

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2018-02-16
S63	Uniform Securities Agent State Law Examination	2007-06-12

S65 Uniform Investment Adviser Law Examination

2018-02-16
S63 Uniform Securities Agent State Law Examination

2007-06-12