Joseph C Bowden

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
• 09/2010 → Present
  Bank Of America, N.A.
  Miami, FL

Previous Registrations

• 2009-06-01 → 2009-06-25
  Morgan Stanley
  Ogden, UT
• 2007-06-26 → 2009-06-01
  Citigroup Global Markets Inc.
  Ogden, UT

Other Businesses

I*4464265, Entity Type: Entity For Profit, Name of OBA: ReadyBrands LLC, Address: miami, Florida, 33155, Investment Related: N, Position, Title, Association: General Partner/Managing Member, Employee Start Date: 04/20/2026, No Hours: 5 Weekly, No Hours during Trading: 0 Weekly, Duties: help ensure my daughter stays compliant and sign things she's not able to as a minor, my daughter will make frozen ice cream mixes for people to buy.

Exams

• S66 Uniform Combined State Law Examination
  2007-06-20