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Carolyn Inez Ogletree

Morgan Stanley

Atlanta, GA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-05-28
TX RA APPROVED_RES 2024-05-24
  • GA RA
    APPROVED
    Since 2024-05-28
  • TX RA
    APPROVED_RES
    Since 2024-05-24

Branch Locations

5 Concourse Parkway Suite 2000, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 Atlanta GA 06/2004 05/2024
Morgan Stanley Smith Barney Llc Atlanta GA 05/2024 Present
  • 06/2004 → 05/2024
    Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691
    Atlanta, GA
  • 05/2024 → Present
    Morgan Stanley Smith Barney Llc
    Atlanta, GA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-06
  • S66 Uniform Combined State Law Examination
    2009-12-06
Other Names
  • Carolyn Smith
  • Carolyn Inez Smith

View on SEC IAPD

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Other Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA
BRIGHTER INVESTING, PB LLC · ATLANTA, GA
RBC CAPITAL MARKETS, LLC · Atlanta, GA
HB WEALTH · Atlanta, GA
AMERIPRISE FINANCIAL SERVICES, LLC · Atlanta, GA
NEWEDGE ADVISORS · Atlanta, GA

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