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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2008-01-18 |
| TX | RA | APPROVED | 2008-01-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Ladue | MO | 01/2008 | Present |
| Bank Of America, Na | Ladue | MO | 12/2009 | Present |
I*133156 For profit or not for profit: For-Profit Organization Name of outside business organization: Taco Chico STL Investment related: N Address of business: Ladue, Missouri 63124 Nature of business: LLC, Position, title, association: Family Held, Start date of relationship: 10/1/2020 Number of hours devoted: 4 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: This take out restaurant concept which I will be making the food and managing the operation I*: 2049281 Entity Type: Charitable Organization Name of OBA: Amateur Hockey Association of Missouri Inc Address: St. Louis, Missouri, Investment Related: No Position, Title, Association: team manager for my son's hockey team Employee Start Date: 08/2024 Number of Hours: 2 hrs weekly Number of Hours during trading: 0 Duties: I am simply the team manager for my son's hockey team and they have a bank account for our team. I have the ability to write checks for team expenses.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-06 |
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