Craig Steven Pine

Current Employers

Employment History

• 05/2007 → Present
  Lpl Financial, Llc
  San Jose, CA
• 07/2016 → 03/2024
  Mariner Independent Advisor Network, Llc
  San Jose, CA
• 04/2024 → Present
  Potentia Ria, Llc
  San Jose, CA

Previous Registrations

• 2016-07-21 → 2024-04-03
  Mariner Advisor Network
  San Jose, CA

Other Businesses

(1) 9/1/2020 - Potentia - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/07/2020 - 160 Hours Per Month/40 Hours During Securities Trading. (2) 9/14/2020 - Potentia Wealth - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Stated 09/10/2020 - 5 Hours Per Month/1 Hour During Securities Trading. (3) 5/19/2021 - PineKohn Financial - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 5/3/2021 - 5 Hours Per Month/5 Hours During Securities Trading. (4) 04/09/2024 - Potentia RIA LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Started: 4/1/2024 - 160 Hrs/Mo; 25 Hrs During Trading - I provide investment advisory services thru Potentia RIA, LLC, an independent investment advisor firm. I started this business activity in 4/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2007-07-13

Other Names

• Craig Steven Pine
• Craig Steven Pine