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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-09-23
SC RA APPROVED 2025-03-04
NC RA APPROVED 2014-08-14
  • TX RA
    APPROVED_RES
    Since 2025-09-23
  • SC RA
    APPROVED
    Since 2025-03-04
  • NC RA
    APPROVED
    Since 2014-08-14

Branch Locations

5648 Central Ave, Charlotte, NC 28212 • United States

550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States

403 Tom Hall St, Fort Mill, SC 29715 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Insurance Group Charlotte NC 07/2005 Present
Wells Fargo Advisors Llc Charlotte NC 05/2009 11/2016
Wells Fargo Clearing Services, Llc Charlotte NC 11/2016 Present
  • 07/2005 → Present
    Wells Fargo Insurance Group
    Charlotte, NC
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Charlotte, NC
  • 11/2016 → Present
    Charlotte, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-08
S63 Uniform Securities Agent State Law Examination 2007-05-18
  • S66 Uniform Combined State Law Examination
    2014-08-08
  • S63 Uniform Securities Agent State Law Examination
    2007-05-18
Other Names
  • Kirk Siebenaler

View on SEC IAPD

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