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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2009-03-31
  • FL RA
    APPROVED
    Since 2009-03-31

Branch Locations

112 S Main Street, Winter Garden, FL 34787 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Winter Garden FL 04/2006 Present
Raymond James Financial Services Advisors Inc. Winter Garden FL 01/2009 Present
Griffis, Macclary And Halbert Orlando FL 05/2006 08/2017
Griffis Wealth Strategies Winter Garden FL 05/2006 Present
  • 04/2006 → Present
    Raymond James Financial Services
    Winter Garden, FL
  • 01/2009 → Present
    Winter Garden, FL
  • 05/2006 → 08/2017
    Griffis, Macclary And Halbert
    Orlando, FL
  • 05/2006 → Present
    Griffis Wealth Strategies
    Winter Garden, FL
Previous Registrations
Other Businesses

1) GLYN GRIFFIS, PA - WINTER GARDEN, FL. OWNER OF SUPPORT COMPANY. STARTED 12/07/2011 TO PRESENT. 40 HRS WEEKLY, 30 DURING TRADING HOURS. (2)Name of Business: Griffis Wealth Strategies Address: 112 S Main Street, Winter Garden, FL, 34787, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/01/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Branch Manager of 8DS (3)Name of Business: N/A Address: 1436 Kelso Blvd, Windermere, FL, 34786, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 06/12/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: purchase entry and play in poker tournaments.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-12-27
  • S66 Uniform Combined State Law Examination
    2000-12-27
Designations
  • Certified Financial Planner

View on SEC IAPD

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