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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2011-01-04 |
Branch Locations
129 N. Washington Street, Huntsville, AL 35801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Huntsville | AL | 02/1997 | Present |
| Financial Strategies Group | Huntsville | AL | 02/1997 | 02/2018 |
| Raymond James Financial Services Advisors, Inc | Huntsville | AL | 01/2011 | Present |
| Arbonne | Madison | AL | 06/2016 | 12/2022 |
Financal Strategies Group Address: 129 Washington St NE, Huntsville, AL, 35801, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: Yes Start Date: 01/24/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: I help the FA's with paperwork, address client needs, handle the branch operations, plan the events, plan the wholesaler meetings, answer the phone, schedule client meetings, run reports, put together new client packets
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-06 |
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