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9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2023-10-17 |
Branch Locations
9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cary | NC | 01/2016 | 01/2020 |
| Bank Of America, N.A. | Cary | NC | 11/2017 | 01/2020 |
| Transamerica Investors Securities Corporation | Apex | NC | 01/2020 | 09/2023 |
| Transamerica Life Insurance Company | Apex | NC | 01/2020 | 09/2023 |
| Alight Financial Advisors | Lincolnshire | NC | 10/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-11-12 |
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