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Current Employers
Alight Financial Advisors, Llc

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-10-17
  • NC RA
    APPROVED
    Since 2023-10-17

Branch Locations

9300 Harris Corners Parkway Suite 105, Charlotte, NC 28269 • United States

Apex, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cary NC 01/2016 01/2020
Bank Of America, N.A. Cary NC 11/2017 01/2020
Transamerica Investors Securities Corporation Apex NC 01/2020 09/2023
Transamerica Life Insurance Company Apex NC 01/2020 09/2023
Alight Financial Advisors Lincolnshire NC 10/2023 Present
  • 01/2016 → 01/2020
    Cary, NC
  • 11/2017 → 01/2020
    Bank Of America, N.A.
    Cary, NC
  • 01/2020 → 09/2023
    Transamerica Investors Securities Corporation
    Apex, NC
  • 01/2020 → 09/2023
    Transamerica Life Insurance Company
    Apex, NC
  • 10/2023 → Present
    Alight Financial Advisors
    Lincolnshire, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-11-12
  • S66 Uniform Combined State Law Examination
    2009-11-12
Other Names
  • Faith Ellen Goldman
  • Faith Goldman Rash
  • Faith Rash

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