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Brandon Kevin Marty

Ubs Financial Services Inc.

Stamford, CT

Darien, CT

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-10
CT RA APPROVED 2023-02-02
  • TX RA
    APPROVED
    Since 2023-02-10
  • CT RA
    APPROVED
    Since 2023-02-02

Branch Locations

600 Washington Blvd 9Th Floor, Stamford, CT 06901 • United States

Darien, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City National Rochdale New York NY 11/2014 01/2023
Ubs Financial Services Inc. Stamford CT 01/2023 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-03-27
  • S63 Uniform Securities Agent State Law Examination
    2015-03-27
Designations
Other Names
  • Brandon Marty

View on SEC IAPD

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