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Thomas Joseph Nardozzi

Perpetual Wealth Advisors, L.L.C.

Waxhaw, NC

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Current Employers
Perpetual Wealth Advisors, L.L.C.

Waxhaw, NC • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2014-03-17
MN RA APPROVED 2014-01-29
TX RA APPROVED 2011-07-06
CA RA APPROVED 2011-03-16
GA RA APPROVED 2007-06-13
  • NC RA
    APPROVED
    Since 2014-03-17
  • MN RA
    APPROVED
    Since 2014-01-29
  • TX RA
    APPROVED
    Since 2011-07-06
  • CA RA
    APPROVED
    Since 2011-03-16
  • GA RA
    APPROVED
    Since 2007-06-13

Branch Locations

Waxhaw, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Perpetual Wealth Advisors, L.L.C. Atlanta GA 03/2007 Present
Other Businesses

IN ADDITION TO MR. NARDOZZI'S ADVISORY BUSINESS LINES, HE IS A TAX PREPARER AND HE HAS ENGAGED IN FINANCIAL PLANNING EDUCATION ACTIVITIES AS A CFP INSTRUCTOR FOR EMORY UNIVERSITY AND MAY DO SO AGAIN IN THE FUTURE WITH ANOTHER EDUCATIONAL PROVIDER. IN AGGREGATE, HE PLANS TO DEVOTE LESS THAN 25% OF HIS TIME TO THESE ACTIVITIES. THEY WILL NOT AFFECT HIS ADVISORY RESPONSIBILITIES, THOUGH THE TAX PREPARATION AND EDUCATION MAY PROVIDE ADDITIONAL OPPORTUNITIES IN ENGAGING ADVISORY CLIENTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-03-30
  • S65 Uniform Investment Adviser Law Examination
    2007-03-30
Designations

View on SEC IAPD

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